HomeMy WebLinkAbout04/19/2016 Council Minutes CITY OF FAIRFAX
SPECIAL CITY COUNCIL MEETING
April 19, 2016
The special meeting of the Fairfax City Council was held April 19, 2016, at Fairfax city hall.
Mayor Frieden called the meeting to order at 6:01 PM. Council members present: JoAnn Beer,
Joe Kell, Nick Volk and Marianne Wainwright. Absent: Mike Daly. Other city staff present:
Cynthia Stimson, Lynn Miller, and Kevin Stensland.
Motioned by Beer, seconded by Kell to approve the agenda. Ayes: Beer, Kell, Volk, and
Wainwright. Nays: None. Absent: Daly. Motion carried.
Discussion was held with Dan Bushman about his plans to make a commercial parking lot
for semi-trailers at 600 Fairfax Road. The information was recently submitted and the City
Engineer Shane Wicks has not had an opportunity to review it in detail and make a
recommendation. Dan is asking for permission to begin the work at his own risk. He stated that
the trailers entering and leaving will be empty. The parking is for a company that rents the
trailers to other businesses. They estimate 0-8 trips a day, using Fairfax Road, to Lefebure Road,
to Wright Brothers Blvd. Possible needed road improvements and dust control were discussed.
They will be stripping off about four inches of soil and then placing rock. Hours of operation
will be 8 AM to 6 PM. There will be a gate on the road and they will be grading berms for
access control. City staff is to research about the commercial sign in place.
Motioned by Wainwright, seconded by Volk to allow Dan Bushman, with Bushman
Excavating, to begin excavation work at his own risk for a commercial parking lot project at 600
Fairfax Road. The city engineer will have a recommendation ready for the May 10, 2016, city
council meeting. At that time the project will be reviewed in detail and any needed changes will
be made. Ayes: Beer, Kell, Volk, and Wainwright. Nays: none. Absent: Daly. Motion
carried.
Shane Wicks discussed the Fairfax Water Main Extension Project. This will be a 16 inch
water main under the highway and up 80th Street. There will be an alternate to run an 8 inch
from Casey's to 80th Street. The estimate is $335,000. The early start date is June 6, and July 11
is the late start date. Bids will be opened May 12.
Motioned by Beer, seconded by Volk to receive the Plans and Specifications and Notice of
Hearing and Letting for the Fairfax Water Main Extension Project. Ayes: Beer, Kell, Volk, and
Wainwright. Nays: none. Absent: Daly. Motion carried.
Motioned by Wainwright, seconded by Beer to approve RESOLUTION NO. 2016-32, A
RESOLUTION SETTING PUBLIC HEARING FOR PLANS AND SPECIFICATIONS,
FORM OF CONTRACT, AND ESTIMATED COST AND SETTING THE DATE AND
TIME TO RECEIVE BIDS FOR 2016 80th STREET WATER MAIN EXTENSION
PROJECT. Roll call vote: Ayes: Beer, Kell, Volk, and Wainwright. Nays: none. Absent:
Daly. Motion carried. Mayor Frieden declared RESOLUTION 2016-32 duly adopted.
Shane Wicks discussed the Fairfax Sanitary Sewer Interceptor Main Extension Project. This
will come from East Cemetery Road, under the highway, and up the water way. The estimate is
$895,000. This project has the same start dates and bid opening date as the water main project.
Motioned by Wainwright, seconded by Beer to receive the Plans and Specifications and
Notice of Hearing and Letting for the Fairfax Sanitary Sewer Interceptor Main Extension Project.
Ayes: Beer, Kell, Volk, and Wainwright. Nays: none. Absent: Daly. Motion carried.
Motioned by Beer, seconded by Wainwright to approve RESOLUTION NO. 2016-33,A
RESOLUTION SETTING PUBLIC HEARING FOR PLANS AND SPECIFICATIONS,
FORM OF CONTRACT, AND ESTIMATED COST AND SETTING THE DATE AND
TIME TO RECEIVE BIDS FOR 2016 SANITARY SEWER INTERCEPTOR MAIN
EXTENSION PROJECT. Roll call vote: Ayes: Beer, Kell, Volk, and Wainwright. Nays:
none. Absent: Daly. Motion carried. Mayor Frieden declared RESOLUTION 2016-33 duly
adopted.
JoAnn Beer stated that the quarry area is pumping water across Front Street again. They are
to be contacted to stop this. She mentioned that Guaranty Bank is stopping operation in Fairfax
as of June 30. She suggested the City inquire about using this building for city hall. Mayor
Frieden and staff have a meeting set up for tomorrow morning to tour the building and discuss
this possibility.
Mayor Frieden informed the City Council that the City Development Board gave Fairfax a
huge compliment on the annexation presentation. They said that is the way communities should
make a presentation.
Motioned by Wainwright, seconded by Beer to adjourn the meeting. Ayes: Beer, Kell, Volk
and Wainwright. Nays: None. Absent: Daly. Motion carried.
Mayor Frieden adjourned the meeting at 6:41 PM.
Mayor Burnell G. Frieden
1"
City Clerk/Treasurer Cynthia Stimson
Disclaimer: The foregoing minutes are not official until approved by the City Council.
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MY COMMISSION EXPIRES.
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NON -APPROPRIATIONS ADDENDUM TO TAX LEASE
Transaction Number 2825320
PARTIES
LESSOR ("we", "us" or "our'): LESSEE ("you" or "your"):
CATERPILLAR FINANCIAL SERVICES CORPORATION CITY OF FAIRFAX
2120 West End Avenue 525 Vanderbilt Street
Nashville, TN 37203 Fairfax
IA 52228
We and you agree to add the following paragraph to the Lease:
CAT®
Financial
You represent and warrant to us that you (i) have sufficient appropriations or other funds available to pay all amounts due hereunder for the current
fiscal year and (ii) reasonably believe that funds can be obtained sufficient to make all rental payments during the term of the Lease. You hereby
covenant that you will do all things reasonably within your power to obtain funds from which the rental payments may be made, including (i) providing
for such payments to the extent necessary in each budget submitted for the purpose of obtaining funding and (ii) using your bona fide best efforts to
have such portion of the budget approved. It is your intent to make rental payments for the full term of this Lease if funds are available therefor, and
you represent that the use of the Units is essential to your proper, efficient and economic operation. In the event no funds or insufficient funds are
appropriated and budgeted or are otherwise not available in any fiscal year for rental payments due under this Lease, then you will immediately notify
us of such occurrence and this Lease will terminate on the last day of the fiscal year for which appropriations were received. You will not incur any
penalty or expense as a result of any such termination of this Lease, and you will have no obligation to make rental payments with respect to the
remainder of the Lease, but you will be obligated to pay rental payments to the extent funds shall have been appropriated and budgeted or are
otherwise available. In the event of such termination, you agree to return the Units to us pursuant to Section 15 of this Lease, and we will have all
legal and equitable rights and remedies to take possession of the Units. Notwithstanding the foregoing, you agree that you will not cancel this Lease
any funds are appropriated for the acquisition, retention or operation of the Units or other equipment performing functions similar to the Units.
SIGNATURES
LESSOR
CATERPILLAR FINANCIAL SERVICES CORPORATION
Signature
Name (print) nann Freshour
Documentation anage
Title I j
Date 1 7A ua
Forth No, AP0053
LESSEE
CITY OF FAIRFAX
Signature
Name (print)
Title
Date
5055295 041167016 1:53 PM CT
Construction Equipment Application Survey
Customer Name: CITY OF FAIRFAX Location: 525 VANDERBILT ST, , FAIRFAX, IA 52228
Make: Caterpillar Model: 305.5E2CR Quantity: 1 Serial Number: VIN #:
Monthly Usage: 41.67 Current Hours: 0.00 Dealer: ALTORFER INC. Dealer Location: CEDAR RAPIDS, IA
***** IMPORTANT INFORMATION *****
CAT®
Financial
RESIDUAL EXCEPTION REQUESTS must be submitted to Lessor for the following applications: landfill, transfer and
recycling stations; demolition, scrap yards and steel mills; salt, chemical, and corrosive environments such as feed lots,
dairy farms, rendering plants, mushroom farms, fertilizer and lime handling, salt water areas and all hazardous waste
handling; dusty or poor underfoot conditions; all mining applications. Any applications requiring unusual attachments, unit
modifications or that involve non-traditional use of the unit. Any transaction with ten or more of one model.
MAJOR ATTACHMENTS:
CVP16 and a HD65 hammer Cab Air Conditioning
BLADES/BUCKETS/RIPPERS:
Thumb Hydraulic General Purpose Bucket
MARKET CATEGORIES:
Standard Environment - Agricultural -Crop, Ag Non -Manure, Road Building, Utilities, Dams & Bridges, Airport, Site Prep Landfill, Landscaping, Pipeline, Commercial
Residential, Site Development.
IF "SEVERE" OR "OTHER" DESCRIPTION OF ACTUAL APPLICATION REQUIRED:
NYlnnl Inn IMP
The model listed and equipped as stated above will be operated an estimated total of 41.67 hours per month over a term of 60
months for total usage during the lease term of 2500.00 hours. This total usage combined with any accumulated hours prior to the
Lease inception date, as stated above under current hours, will be the total allowable machine hours for the life of the Lease and
the basis for any overuse charges.
Total Lease Hours 2500.00 + Current Hours 0.00 = Total Allowable Machine Hours 2500.00
In addition to Lessor's other rights hereunder and not in lieu thereof, Lessee shall pay Lessor additional rent for each hour in excess of
the Total Allowable Machine Hours established for the Lease as stated above. This hourly rate shall be $9.73 per hour.
Please note: To avoid overuse charges, notify Lessor immediately of any increase in machine usage that will cause the total
usage to exceed the "Total Allowable Machine Hours" as stated above. The Lease may be adjusted to reflect the correct
hour usage.
REMEDY FOR RETURN CONDITIONS:
Lessee will be Invoiced for the parts and labor based on your local Caterpillar dealer's retail prices and retail labor rates to replace
tires, undercarriage components, belts and all other non -conforming components as outlined in the "REMAINING LIFE
REQUIREMENTS" section of the Mandatory Condition of the Unit Upon Return. The invoiced amounts will be based on the following
percentages of remaining life and is payable upon receipt of invoice:
Life Remaining Charge to Lessee
50% or greater No charge to Lessee
31 % to 49% 50% charge to Lessee
0% to 30% 70% charge to Lessee
SEE PAGE TWO FOR ADDITIONAL TERMS AND CONDITIONS WHICH ARE PART OF THIS APPLICATION SURVEY.
form No. ASOON
5065298 0030th Nil 8/1016 1'57 PM CT
1111aPOR 11111
LESSOR RETAINS THE RIGHT TO ASK FOR ANY AND ALL REPAIR AND MAINTENANCE RECORDS DURING THE LEASE
TERM AND/OR LEASE TERMINATION. A FULL UNIT INSPECTION MAY BE CONDUCTED AT LESSEE'S EXPENSE AT ANY
TIME EVIDENCE DEMONSTRATES THAT THE UNIT(S) ARE BEING ABUSED FROM NEGLECT OR MISAPPLICATION.
Not withstanding the provisions of: Sections 7 and 15 of the Tax Lease, Lessee agrees that each Unit, upon its return, shall:
MAINTENANCE AND GENERAL REQUIREMENTS:
Or Give Lessor sixty (60) days notice prior to the Lease termination
date of Lessee's intention to return any and all Units to Lessor.
• Return the Units in the same configuration, with all attachments,
as when delivered at lease inception. Lessee is responsible for
costs, including but not limited to, fees, taxes and duties
associated with tear down, loading, shipping and unloading of
Units to a site designated by Lessor.
• Ensure the Units upon return are thoroughly cleaned, steam
cleaned if available, and free from all oil, hydraulic and fuel leaks.
• Operate and maintain all Units in accordance with Caterpillar
Lubrication and Maintenance and Operators guide books, and
insure all maintenance is performed at recommended intervals
and only genuine Caterpillar filters and parts are used for all
maintenance and repairs. All Units must be in good operating
condition and be able to perform all tasks under rated load.
• Enroll all Units in a Caterpillar dealer Scheduled Oil Sampling
(SOS) or comparable program, where available, for the entire
lease, and insure all fuels, lubricants, additives, and radiator
water is clean and complies with Caterpillar recommended
standards.
• Ensure all Units are operated only in the applications for which
they were designed and manufactured.
• Maintain a working engine hour meter at all times. Keep
complete records of all hour meter changes along with major
component change outs and routine maintenance and repair
records.
• Ensure all service contracts are fully implemented and all
maintenance and repairs are made on schedule. Product
Improvement Programs (PIP's) must be complete before the
Units are returned. ATTACH A COPY OF ANY AND ALL
REPAIR AND MAINTENANCE CONTRACTS AND PLANNED
COMPONENT REPLACEMENT PROGRAMS.
• Provide a secured place to store off -lease Units upon request
from the Lessor. Provide access to the Units for purposes of
maintenance or demonstration to prospective buyers at Lessor's
request.
SPECIFIC TINWARE AND SAFETY REQUIREMENTS:
• Ensure the operator's compartment is clean, and all switches,
monitoring systems (EMS, VIMS, VIDS), gages, control levers,
pedals, radio, mirrors, seats, insulation and all other contents are
complete and in good working order.
SIGNATURES
• Ensure all window glass is clear, and free from cracks and major
pits, all window frames, doors and weather stripping are
complete, and all service access compartment covers and doors,
fenders, and other flat metal or plastic surfaces are in good
working order and free from dents and cracks.
• Ensure all standard Caterpillar and non -Caterpillar safety items
are complete and in good working order, including but not limited
to, roll over protection (ROPS) and falling object protection
(FOPS) systems, seat belts, steps, safety rails, grab irons, cat
walks, fire suppression systems, warning alarms, cameras and
monitors.
• Ensure all electrical components, including but not limited to,
wiring harness, batteries, alternators, drive belts, lighting and air
conditioning systems are complete and in good working order.
• Ensure all repairs made to main structures, including but not
limited to, main frames, roller frames, car bodies, swing gears,
drawbars, circles, component housings, loader arms, booms,
sticks, tag links, loader linkages, truck bodies, buckets, rippers,
and arches must be accomplished in accordance with factory
recommended materials and repair procedures.
REMAINING LIFE REQUIREMENTS:
• Ensure all ground engaging tools, including but not limited to,
buckets, dozer blades, base cutting edges, rippers, scarifiers,
drums, feet, tines, screeds, elevator flights, forks, and top clamps
have good structural integrity and have fifty percent (50%)
minimum remaining life.
• Return all track and rubber belted Units with a minimum of fifty
percent (50%) remaining life on each and every component,
including but not limited to, track shoes, links, pins, bushings,
idlers, bogies, sprockets, carrier rollers, and track rollers. Belts
cannot have any cuts that extend into the cords and must not be
missing guide blocks or grouser bars (lugs). Charges will be
assessed for each component not meeting the requirement.
• Return all rubber tire Units with a minimum of fifty percent (50%)
remaining life of the original tread life of each tire. Recapped tires
are not acceptable substitutes. All tires must be a matched set
with the same tread type and pattern and have no significant cuts
or chunking of the tread or side walls.
This Application Survey is considered to be an integral part of the Lease between Lessor and Lessee. The information obtained from
this Application Survey will be of primary importance in the Lease payment schedule. Any change in the location, severity of
application, annual hourly usage and/or attachments or configuration must be approved in writing by Lessor.
SEE PAGE ONE FOR ADDITIONAL TERMS AND CONDITIONS WHICH ARE PART OF THIS APPLICATION SURVEY.
CITY OF FAIRFAX
LESSEE
Signature: _ — C
Name (PRINT):4,cKIflZ
Title: IVA yca r
Date:
Form No. ASCON 5065296 6=bm 04/16/1016 1'.53 VM CT
Tax Lease CA 6TO
Transaction Number 2825320 Financial
LESSOR ("we", "us" or "our'): LESSEE ("you" or "your"):
CATERPILLAR FINANCIAL SERVICES CORPORATION CITY OF FAIRFAX
2120 West End Avenue 525 Vanderbilt Street
Nashville, TN 37203 Fairfax, IA 52228
In reliance on your selection of the equipment described below (each a "Unit"), we have agreed to acquire and lease the Units to you, subject to the
terms of this Lease. Until this Lease has been signed by our duly authorized representative, it will constitute an offer by you to enter into
this Lease with us on the terms stated herein.
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Maximum annual.
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DEI,fVERY DATE;
Entef dtri inactyi,'ni3
was eielivered to you.
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1 New 305.5E2CR Caterpillar Hydraulic
$15,151.10
$38,010.00 (Cat Value Option)
/
500 1J' `&-dD I to
Excavator
LOCATION OF UNITS: 525 VANDERBILT ST
FAIRFAX, IA 52228, LINN
You acknowledge that the Units described above were delivered to you in good working condition and that you accepted them on the date indicated.
You agree with us that the Option Purchase Price, if set forth above and identified as a Cat Value Option, is not less than the reasonably expected
Residual Value (as defined in Section 10) of such Unit.
The Application Survey ("Application Survey") submitted by you to us for each Unit is made a part of and incorporated into this Lease.
3. Lease Term The (_ease Term will start on the date we sign the Lease
and will continue for 60 months, unless earlier terminated or canceled
as permitted herein.
Rent You will pay us the Annual Rent beginning on the date we sign
this Lease and on the same date of each year thereafter for the entire
Lease Term. Annual Rent will be due without demand. You will also pay
us all other amounts payable under the terms of this Lease and under
any other document executed in connection with this Lease, including
each Application Survey (the "Lease Documents") ("Other Payments",
and together with the Monthly Rent, collectively, the 'Rent"). You will
pay the Rent to us at Caterpillar Financial Services Corporation;PO Box
730669; Dallas, TX 75373-0669 or such other location that we
designate in writing.You agree this Lease constitutes a
non -cancelable net lease. You also agree that your duties and
liabilities under this Lease and the other Lease Documents are
absolute and unconditional. Your payment and performance
obligations are not subject to cancelation, reduction, or setoff for
any reason. You agree to settle all claims, defenses, setoffs,
counterclaims and other disputes you may have with the Supplier
(as defined below), the manufacturer of each Unit, or any other
Form No. LTRENSTD
111116 WWWRII,IIIII
third party directly with the Supplier, the manufacturer or the third
party, as the case may be. You will not assert, allege or make any
such claim, defense, setoff, counterclaim or other dispute against
us or with respect to the payments due us under this Lease.
5. Late Charges If we do not receive a Rent payment on the date it is
due, you will pay us, on demand, a late payment charge equal to five
percent (5%) of the late Rent payment.
6. Disclaimer of Warranties You have selected each Unit based upon
your own judgment. You understand that we are not the manufacturer or
the seller of the Units. WE MAKE NO WARRANTIES WHATSOEVER,
EXPRESS OR IMPLIED, WITH RESPECT TO THIS LEASE OR TO
ANY UNIT. WITHOUT LIMITING THE GENERALITY OF THE
FOREGOING, EACH UNIT IS LEASED "AS IS, WHERE IS." WE MAKE
NO WARRANTIES AS TO THE QUALITY OF MATERIALS OR
WORKMANSHIP OR THAT THE MATERIALS OR WORKMANSHIP
COMPLY WITH THE TERMS OF ANY PURCHASE ORDER OR
AGREEMENT. WE EXPRESSLY DISCLAIM, AND YOU WAIVE ALL
OTHER WARRANTIES AND CLAIMS EXPRESS OR IMPLIED,
5055198 W30bh 04/1 W015 1:53 PM CT
ARISING BY LAW OR OTHERWISE, WITH RESPECT TO ANY UNIT
OR THIS LEASE, INCLUDING WITHOUT LIMITATION: (A) ANY
IMPLIED WARRANTY THAT ANY UNIT IS MERCHANTABLE; (B) ANY
IMPLIED WARRANTY THAT ANY UNIT IS FIT FOR A PARTICULAR
PURPOSE; (C) ANY IMPLIED WARRANTY ARISING FROM COURSE
OF PERFORMANCE, COURSE OF DEALING, OR USAGE OF
TRADE; (D) ANY OBLIGATION, LIABILITY, RIGHT, CLAIM, OR
REMEDY IN TORT; AND (E) ANY OBLIGATION, LIABILITY, RIGHT,
CLAIM, OR REMEDY FOR LOSS OF OR DAMAGE TO ANY UNIT,
FOR LOSS OF USE, REVENUE, OR PROFIT WITH RESPECT TO
ANY UNIT, FOR ANY LIABILITY TO ANY THIRD PARTY, OR FOR
ANY OTHER INDIRECT, INCIDENTAL, OR CONSEQUENTIAL
DAMAGES, INCLUDING STRICT OR ABSOLUTE LIABILITY IN TORT.
Nothing in this Lease takes away any rights you may have against any
other parties (such as the Supplier or the manufacturer of any Unit).
You agree to pursue only these third parties for any and all claims
concerning any Unit except as to ownership and title. You are entitled to
all the promises and warranties made by the Supplier to us with respect
to the Units, and you may contact the Supplier in order to receive a
description of those promises and warranties.
7. Possession, Use, and Maintenance (a) At your own expense,
you will use and keep the Units in good operating order and condition
and at least in accordance with Supplier's and manufacturer's
recommendations and all maintenance and operating manuals and
service agreements, and in accordance with all applicable laws and
regulations, including the rules or limits on idling, fleet average or site
based exhaust emissions, or operational limitations, for which you have
sole responsibility for compliance. (b) You will not abandon a Unit. (c)
You will not sublease a Unit or permit the use of a Unit by anyone other
than you. (d) You will not change the use of a Unit from that specified in
the Application Survey, without our prior written consent. (e) You will not
change the Location of a Unit from that specified above without
providing us with prompt written notice of such change. (f) You will not
remove a Unit from the United States. (g) You will not sell, assign,
transfer, create or allow to exist a lien, claim, security interest, or
encumbrance on any of your rights under this Lease or with respect to a
Unit. Each Unit is and will remain personal property regardless of its use
or manner of attachment to realty. We have the right (but not the
obligation) to inspect each Unit and its maintenance records. We also
have the right to observe the use of each Unit and determine its hours
of usage. You will not alter a Unit or affix any accessory or equipment to
a Unit if doing so will impair its originally intended function or use or
reduce its value. You will not make any "non -severable" addition (as
defined for federal income tax purposes) to a Unit without our prior
written consent. If added to a Unit, the following will immediately
become our property: (1) replacement parts; (ii) parts essential to the
operation of the Unit; and (iii) parts that cannot be detached from the
Unit without interfering with the operation of the Unit or adversely
affecting the value or utility the Unit would have had without the
addition. All such parts will be deemed incorporated in the Unit and will
be subject to the terms of this Lease as if originally leased under this
Lease. If an Event of Default has occurred and is continuing, all parts,
accessories, and equipment affixed to a Unit will become our property.
8. Taxes Rent includes all taxes arising from, or due in connection
with, this Lease or the Units. You will pay when due, or promptly
reimburse us for payment of, all taxes (other than our federal,
state, or local net income taxes) imposed on a Unit, or the Rent.
You will also pay or reimburse us for all (i) license and registration fees,
(ii) fines, penalties, interest, or additions to any tax, (iii) charges similar
to those stated in clauses (i) and (ii) that are imposed in connection with
the ownership, possession, use, or lease of a Unit from the time we
purchase the Unit until it is returned to us or purchased by you. You will
remain responsible for the payment, or reimbursement of, any such
charges, regardless of when we receive notice of the charge. You will
prepare and file, in a manner satisfactory to us, all reports or returns
required with respect to a Unit. You will reimburse us in full for any
amounts that we pay or advance without regard to early payment
discounts. We may estimate the amount of, and bill you periodically in
advance for, any charge. You will be responsible, however, for any
difference between the estimated amount and the actual amount.
Except as provided in this section, you agree that we are entitled to
receive any and all federal, state, or local tax credits and benefits, if
any, applicable to a Unit. We are entitled to income tax depreciation
deduction for each Unit based on the use as described in the
Application Survey,
9. Tax Indemnity This Lease is entered into on the basis that we are
entitled to claim certain depreciation deductions on the Units in
accordance with Section 168(a) of the Internal Revenue Code of
1986, as amended, (the "Code") based upon the applicable
depreciation method and recovery period specified in Code Sections
168(b) and (c), and to similar state and local income tax deductions
(collectively, the "Tax Benefits"). Our classification of a Unit under
Code Section 168(e), our determination of the applicable depreciation
method and recovery period, and our claim for an entitlement to the
Tax Benefits are based solely upon your representations in Section 7
and the applicable Application Survey. If we do not receive nor retain
all of the Tax Benefits anticipated with respect to any Unit (a "Tax
Loss"), because (a) of a change in the US federal income tax rate, (b)
you move any Unit outside the United States, or (c) you use any Unit
for a different purpose than stated in the applicable Application
Survey; you will pay us, within thirty (30) days after we provide you
written notice of such Tax Loss, an amount which, in our opinion, will
cause our net after-tax rate of return over the Lease Term in respect
to the Unit to equal the net after-tax rate of return we would have
realized if such Tax Loss had not occurred. For purposes of this
section, we may be included in any affiliated group (within the
meaning of Section 1504 of the Code) of which we are a member for
any year in which a consolidated or combined income tax return is
filed for the affiliated group.
10. Loss or Damage (a) You bear the risk of loss or damage to a Unit
from the time we purchase the Unit (or from the beginning of the
Lease Term, if earlier) until the Unit is returned to us or purchased by
you in accordance with this Lease. Should any loss or damage occur,
you will not be released from your obligations under the Lease or any
other Lease Document. (b) You will provide prompt, written notice to
us of any Total Loss (as defined below) or any material damage to
any Unit. Any such notice will include any damage reports provided to
any governmental authority, an insurer, or the Supplier, and any
documents pertaining to the repair of such damage, including copies
of work orders and all invoices for related charges. (c) Without
limiting any other term in this Lease, you will promptly repair all
damage that does not constitute a Total Loss, to restore the Unit to
the condition required by this Lease. (d) A Unit has incurred a "Total
Loss" upon: (i) the disappearance, theft or destruction or any other
total loss of such Unit; (ii) damage to the Unit that is uneconomical to
repair; or (iii) the condemnation, confiscation, or other taking of title to
or use of a Unit or the imposition of any lien on such Unit by any
governmental authority. On the next Rent due date following a Total
Loss (a "Loss Payment Date"), you will pay us the Monthly Rent due
on that date plus the Casualty Loss Value of the Unit with respect to
which the Total Loss has occurred (the "Lost Units"), together with
any Other Payments due with respect to the Lost Units. Until such
payment is made, you will continue to pay us the Monthly Rent on the
due dates set forth in Section 4. Upon making the full payment
required on the Loss Payment Date, your obligation to pay future
Monthly Rent on the Lost Units will terminate, but you will remain
liable for all Monthly Rent and all Other Payments on any remaining
Units. Furthermore, upon receipt of the full payment required on the
Loss Payment Date, we convey to you all of our right, title, and
interest in the Lost Units, "AS IS WHERE IS", but subject to the
requirements of any third party insurance carrier in order to settle an
insurance claim. "Residual Value" means the future fair market value
of a Unit at the end of the Lease Term (determined at Lease
inception). "Casualty Loss Value" means the sum of: (i) the
discounted present value of all unpaid future Rent for the Lost Units;
(ii) the discounted present value of the Lost Unit's Residual Value as
determined by us; and (iii) all other amounts then due under this
Lease with respect to the Lost Units (including all Other Payments
then owing and unpaid). If the Total Loss occurs after the final Rent
due date of the Lease Term, the Casualty Loss Value will be
determined as of the last Monthly Rent due date during the Lease
Term. (e) We are not required to pursue any claim against any
person in connection with a Total Loss or other loss or damage. (f) If
we receive a payment under an insurance policy required under this
Lease in connection with any Total Loss or other loss or damage to a
Unit, and such payment is both unconditional and indefeasible, then
provided you have complied with the applicable provisions of this
section, we will either (i) ) if the payment results from a Total Loss,
send you proceeds up to an amount equal to the Casualty Loss
Form No. ITRENSTO 5065286 0030Mh 0411&2016 1.53 PM CT
Value you previously paid us, or credit the proceeds against any
amounts you owe us or (ii) if the payment results from repairs made
pursuant to Section 10(c), send you proceeds up to an amount equal
to the amount of your actually incurred costs of repair.
11.Waiver and Indemnity You release and agree to indemnify,
defend, and keep harmless, us (including any assignee of ours) and
our directors, officers, agents and employees (each, an "Indemnitee"),
from and against any and all Claims (defined below) (other than those
directly resulting from the actual gross negligence or willful misconduct
of the Indemnitee). To meet this obligation, you will pay, on a net
after-tax basis, or otherwise discharge such Claims, when and as they
become due. We will give you prompt notice of a Claim. You are
entitled to control the defense of or to settle a Claim, so long as: (a) no
Event of Default has occurred and is then continuing; (b) you are
financially capable of satisfying your obligations under this section; and
(c) we approve your proposed defense counsel. "Claims" means all
claims, allegations, judgments, settlements, suits, actions, damages
(whether incidental, consequential or direct), demands (for
compensation, indemnification, reimbursement or otherwise), losses,
penalties, fines, liabilities (including strict liability), and charges that we
incur or for which we are or may be responsible, in the nature of
interest, liens, and costs (including attorneys' fees and disbursements
and any other legal or non -legal expenses of investigation or defense
of any Claim, whether or not the Claim is ultimately defeated, or
enforcing the rights, remedies, or indemnities provided for hereunder,
or otherwise available at law or in equity to us), of whatever kind or
nature, contingent or otherwise, matured or unmatured, foreseeable or
unforeseeable, by or against any person. Claims include any of the
foregoing arising from: (i) a Lease Document; (ii) a Unit, including the
contents and any regulated or hazardous substances at any time
contained in a Unit or emitted from a Unit, (iii) the premises at which
any Unit may be located from time to time; (iv) the ordering,
acquisition, delivery, installation, or rejection of a Unit; (v) the
possession of a Unit or any property to which the Unit may be attached
from time to time; (vi) the maintenance, use, condition, ownership or
operation of any Unit, during the Lease Term; (vii) the existence of a
latent or other defect (whether or not discoverable by you or us) with
respect to a Unit; (viii) any Claim in tort for negligence or strict liability
in relation to a Unit; (ix) any Claim for patent, trademark or copyright
infringement in relation to a Unit; (x) the Total Loss or damage, return,
surrender, sale, or other disposition of any Unit or any part thereof; or
(xi) any Claim involving or alleging environmental damage, or any
criminal or terrorist act, relating in any way to a Unit. To the extent
necessary under law or regulation, in order to eliminate liability for us,
we transfer and you accept the transfer from us of any and all liability
associated with exhaust emissions in connection with the Units. If any
Claim is made against you or an Indemnitee, the party receiving notice
of the Claim will promptly notify the other. If the party receiving notice
of the Claim fails to notify the other, however, your obligations are still
in effect. You agree to be responsible for all costs and expenses,
including reasonable attorneys' fees, incurred by us or our directors,
officers, employees, agents, or assigns in defending such claims or in
enforcing this section. Under no condition or cause of action will we be
liable for any loss of actual or anticipated business or profits or any
special, indirect, or consequential damages.
12. Insurance You, at your expense, must keep each Unit insured with a
commercial insurance policy for our benefit. This insurance must
include physical damage insurance that will protect each Unit against
all risks for an amount at least equal to the then -applicable Casualty
Loss Value. You will also maintain commercial general liability
insurance (including product and broad form contractual liability)
covering each Unit for at least $1,000,000 combined coverage for
bodily injury and property damage per occurrence. All insurance must
be in a form and with companies approved by us. The physical
damage insurance shall specify you as named insured and us as loss
payee, and the general liability policy shall specify you as named
insured and us as additional insured. The insurance shall be primary,
without the right of contribution from any insurance carried by us. You
must promptly notify us of any occurrence that may become the basis
of a claim. You must also provide us with all requested pertinent data.
Upon demand, you must promptly deliver to us evidence of insurance
coverage.
13. Events of Default Each of the following is an event of default
("Event of Default"): (a) You fail to make a payment when due. (b) A
representation or warranty made to us in connection with this Lease
is incorrect or misleading. (c) You fail to observe or perform a
covenant, agreement, or warranty and the failure continues for ten
days after written notice to you. (d) A default occurs under any other
agreement between you or a guarantor of this Lease (each a
"Guarantor") and us or an affiliate of ours. (e) You, or a Guarantor,
cease to do business, die, become insolvent, make an assignment
for the benefit of creditors or file a petition or action under a
bankruptcy, reorganization, insolvency or moratorium law, or a law for
the relief of, or relating to, debtors. (f) Any filing of an involuntary
petition under a bankruptcy statute against you or a Guarantor, or
appointment of a receiver, trustee, custodian or similar official to take
possession of your properties or those of a Guarantor, unless the
petition or appointment ceases to be in effect within thirty days after
filing or appointment. (g) There is a material adverse change in your,
or a Guarantor's, financial condition, business operations or
prospects. (h) There is a termination, breach, or repudiation of a
Guarantor's guaranty.
14.Remedies (a) If an Event of Default occurs, we will have the rights
and remedies provided by this Lease and under the Uniform
Commercial Code ("UCC") and any other law. Among these rights
and remedies are to: (i) proceed at law or in equity, to enforce
specifically your performance or to recover damages; (ii) declare this
Lease in default, and cancel this Lease or otherwise terminate your
right to use any Unit and your other rights, but not your obligations,
(iii) require you to assemble Units and make them available to us at a
place we designate; (iv) enter premises where a Unit may be located
and take immediate possession of such Unit and remove (or disable
in place) such Unit (and any unattached parts) without notice, liability,
or legal process; (v) use your premises for storage without liability;
(vi) sell or lease any of the Units, whether or not in our possession, at
public or private sale, with or without notice to you, and apply or
retain the net proceeds of such disposition in accordance with this
Lease; (vii) enforce any or all of the preceding remedies with respect
to any related collateral, and apply any deposit or other cash
collateral, or any proceeds of any such collateral, at any time to
reduce any amounts you owe us; (viii) demand and recover from you
all Liquidated Damages (as defined below) and all Other Payments
whenever they are due; and (ix) if we financed your obligations under
a warranty agreement such as an Equipment Protection Plan,
Customer Service Agreement, or similar agreement, we may cancel
the agreement on your behalf and receive the refund of the fees that
we financed but had not received from you as of the date of the Event
of Default. As used herein, "Liquidated Damages" means the
liquidated damages (all of which, you hereby acknowledge, are
damages to be paid in lieu of future Monthly Rent and expected
Residual Values and are reasonable in light of the anticipated harm
arising by reason of an Event of Default, and are not a penalty)
described in the first sentence of parts (i) or (ii) of Section 14(b)
below, depending upon the recovery and disposition of the Units.
(b) If an Event of Default occurs and:
(i) we recover a Unit and dispose of it by a lease or elect not to
dispose of the Unit after recovery, you will pay us on demand an
amount equal to the sum of (A) any accrued and unpaid Rent as of
the date we recover the Unit, plus (B) the present value as of such
date of the total Monthly Rent for the then remaining Lease Term,
minus (C) either (1) the present value, as of the commencement
date of any substantially similar re -lease of the Unit, of the re -lease
rent payable to us for the period, commencing on such
commencement date, which is comparable to the then remaining
Lease Term or (2) the present value of the "market rent" for such
Unit (as computed pursuant to Article 2A of the UCC ("Article 2A"))
in the continental United States as of the date on which we have a
reasonable opportunity to remarket the Unit for the period,
commencing on such date, which is comparable to the then
remaining Lease Term, as applicable; provided, however, you
acknowledge that if we are unable after a reasonable effort to
dispose of the Unit at a reasonable price and pursuant to other
reasonable terms, or the circumstances reasonably indicate that
Farm No. ITRENSTD 5065296 h030blh 0411&2016153 PM GT
such an effort will be unavailing, the "market rent" in such event will
be deemed to be $0.00, but in the event that we do eventually
re -lease or otherwise dispose of the Unit, we will apply the net
proceeds of such disposition, to the extent received in good and
indefeasible funds, as a credit or reimbursement, as applicable, in a
manner consistent with the terms of this Lease and the applicable
provisions of Article 2A. Any amounts discounted to present value,
shall be discounted at the rate of three percent (3%) per annum,
compounded annually;
(ii) you fail to return a Unit in the manner and condition required by
this Lease, or we recover and sell the Unit, you will pay to us on
demand an amount calculated as the Casualty Loss Value of the Unit
(determined as of the next Monthly Rent payment date after the date
of the Event of Default), together with all costs and expenses (as
defined below), less a credit for any disposition proceeds, if
applicable pursuant to the application provisions in the next
sentence. If we demand the Liquidated Damages under this part (ii)
and recover and sell the Unit, we will apply any proceeds received in
good and indefeasible funds: firg, to pay all costs and expenses not
already paid; second, to pay us an amount equal to any unpaid Rent
due and payable, together with the Liquidated Damage amounts
specified in this part (ii), to the extent not previously paid; ibifsi, to pay
us any interest accruing on the amounts covered by the preceding
clauses, plus late charges, from and after the date the same
becomes due, through the date of payment; fourth, to pay us an
amount equal to any remaining obligations that you owe us under
this Lease.
The remedies provided to us are cumulative and in addition to all other
remedies at law or in equity. You will remain liable for any deficiency
and we will retain any excess after our exercise of these remedies. To
the extent you are entitled to a refund from us, you agree we have the
right to offset any obligation that you have with us or our affiliates with
such refund.
15 -Return of Unit On expiration of the Lease Term or if we demand
possession of a Unit pursuant to the terms of the Lease, you will, at
your expense, promptly deliver the Unit to us properly protected and in
the condition required by Section 7 and the applicable Application
Survey. You will deliver the Unit, at our option, (a) to the nearest
Caterpillar dealer selling equipment of the same type as the Unit; or (b)
on board a carrier named by us and shipping the Unit, freight collect, to
a destination designated by us. If the Unit is not in the condition
required by Section 7 and the applicable Application Survey, you must
pay us, on demand, all costs and expenses incurred by us to bring the
Unit into the required condition. You are obligated to pay holdover rent
in the amount equal to 1130th of the Monthly Rent plus any other costs
and expenses for each day following the end of the Lease Term on any
Unit that is not returned or purchased pursuant to the terms of this
Lease.
16.Purchase Option At the expiration of the Lease, if no Event of
Default has occurred and is continuing, you may choose to purchase
any Unit for the Option Purchase Price set forth on the front of this
Lease if this Lease includes an Option Purchase Price. In order to
exercise a purchase option, you must send written notice to us at least
sixty (60) days prior to the end of the Lease Term. Upon receipt of the
Option Purchase Price and all other amounts owing under the Lease,
plus any taxes or our other costs and expenses arising from the sale of
the Unit or the delivery of the bill of sale, we will deliver to you, upon
request, a bill of sale without warranties except that the Unit is free of
all encumbrances of any person claiming through us. You agree to
purchase the Unit "AS IS, WHERE IS, WITH ALL FAULTS." Any
applicable purchase option must be exercised as of the last day of the
Lease Term and it is not available during any holdover period.
17. Your Assurances and Representations Each of us intends that:
(i) this Lease constitutes a true "lease" and a "finance lease" as such
terms are defined in Article 2A and not a sale or retention of a
security interest; (ii) you have selected the "Supplier" .(as defined in
Article 2A) and have directed us to purchase each Unit (excluding
any Additional Collateral) from this Supplier; (iii) you were informed,
before your execution of this Lease and are hereby informed in
writing that you are entitled under Article 2A to the promises and
warranties, including those of any third party, provided to us by the
Supplier in connection with or as part of the purchase of the Units,
and that you may communicate directly with the Supplier and receive
an accurate and complete statement of those promises and
warranties, including any disclaimers and limitations on remedies
relating thereto; and (iv) we are and shall remain the owner of each
Unit (unless sold by us pursuant to any Lease Document), and you
shall not acquire any right, title or interest in or to such Unit except
the right to use it in accordance with the terms hereof.
You represent and warrant to us that: (a) You will use each Unit for
business purposes only and not for personal, family or household
use. (b) You will provide all financial information and reporting as we
may reasonably require. (c) All credit, financial and other information
submitted by you or on your behalf to us in connection with this
Lease is and shall be true, correct and complete. (d) You will not
change your name, principal place of business or primary residence
and, if you are a business entity, your state of formation or form of
business organization (including by merger, consolidation,
reincorporation or restructure) without prior written notice to us. (e)
We may share any of your information provided by you, or gathered
by us, with any affiliate of ours that has or may extend credit to you.
(f) You will not assign this Lease or any right or obligation under it
without our prior written consent.
You agree, at your expense, to do any act and execute,
acknowledge, authorize, deliver, file, register, and record any
documents that we deem desirable in our reasonable discretion to
protect our title or rights in a Unit and our rights and benefits under
this Lease. You hereby irrevocably appoint us as your
attorney-in-fact for the signing and filing of such documents and
authorize us to delegate these limited powers.
You will not remove, disable, or impair any Unit monitoring system
such as CatO Product Link, if the Unit is equipped with such system.
You agree to permit Caterpillar Inc. or its subsidiaries or affiliates,
including us (collectively "Caterpillar") and Caterpillar dealers to
access data concerning the Unit, its condition, and its operation
transmitted from the monitoring system. The information may be
used: (1) to administer, implement, and enforce the terms of this
Lease, (2) to recover the Unit if necessary, and (3) to improve
Caterpillar's products and services. You agree that information
transmitted may include, among other things, the serial number, VIN,
location, and operational and other data, including but not limited to
fault codes, emissions data, fuel usage, service meter hours,
software and hardware version numbers, and installed attachments.
18.Assignment; Counterparts We may assign, sell or encumber all
or any part of this Lease, the Rent, and the Units with or without
notice to you. THE RIGHTS OF ANY SUCH ASSIGNEE WILL NOT
BE SUBJECT TO ANY DEFENSE, COUNTERCLAIM OR SET OFF
WHICH YOU MAY HAVE AGAINST US. If requested by us, you will
assist us in the assignment of any of our rights under this Lease. If
requested by us, you will also sign a notice of assignment in a form
approved by us. If notified by us, you will make all payments due
under this Lease to the party designated in the notice without offset
or deduction. In connection with any potential or actual assignment,
you consent to the sharing of your credit file information, including
personal information relating to your principals, with any potential
assignee. Upon any assignment by us of our rights under this Lease,
and except as may otherwise be provided herein, all references in
this Lease to "Lessor", "we", "us", and "our" will mean the assignee.
This Lease is for the benefit of, and is binding upon, your and our
respective successors and assigns. Though multiple counterparts of
this document may be signed, only the counterpart accepted,
acknowledged, and certified by us on the signature page as the
original will constitute original chattel paper. A photocopy or facsimile
of this Lease will be legally admissible under the "best evidence rule."
A signed copy of this Lease and any related document sent
electronically will be treated as an original document and will be
admissible as evidence thereof, and all signatures thereon will be
Form NO, LTRENSTO
5065298 E030bb 041 &2016 1:53 PM CT
binding as if manual signatures were personally delivered. You are 20
hereby notified that we may assign our rights (but not our obligations)
under this Lease and in the Units to CF Exchange, LLC, a qualified
intermediary, as part of a 1031 exchange.
19.Effect of Waiver; Entire Agreement; Notices; Applicable
Law Our delay or omission in exercising any right or remedy will not
impair such right or remedy. A delay or omission by us will not be
construed as a waiver of any Event of Default. Any waiver or consent
by us must be in writing. This Lease and the Lease Documents
completely state our and your rights and supersedes all prior
agreements with respect to a Unit. All notices must be in writing,
addressed to the other party at the address stated on the front of this
Lease or at such other address as may be furnished in writing. This
Lease is governed by and construed under the laws of the State of
Tennessee, without giving effect to the conflict -of -laws principles. You
consent to the jurisdiction of any state or federal court located within
the State of Tennessee.THE PARTIES WAIVE THE RIGHT TO TRIAL
BY JURY IN ANY ACTION ARISING OUT OF OR RELATED TO
THIS LEASE, THE OBLIGATIONS, OR THE UNITS.
No Agency; Modification of Lease; Miscellaneous No
person or entity, including, without limitation, the supplier or the
manufacturer of the Units, is authorized to act as our agent regarding
this Lease. No waiver, modification, or change in this Lease will bind
us unless provided by us in writing. Oral agreements are not binding.
You agree that we may correct patent errors in this Lease and the
Lease Documents and fill in blanks including for example correcting
or filling in serial numbers, VIN numbers, and dates. Headings in this
Lease are inserted for convenience only. Headings do not affect the
meaning or interpretation of this Lease. If a provision of this Lease is
invalid under any law, it shall be deemed omitted. Any such omission
will not invalidate the remaining provisions. To the extent any
payment due us under this Lease is deemed to be usurious, the
payment obligation shall be amended and limited to the maximum
lawful amount. All obligations under this Lease survive the expiration
or termination of the Lease if necessary to give full effect to the terms
of this Lease.
By signing this Lease, you certify that you have read this Lease
and all the other Lease Documents, including each Application
Survey.
SIGNATURES
LESSOR LESSEE
Caterpillar Financial Services Corp ation CITY OF FAIRFAX
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Date 1i-�0 �W Date
Farm No. LTRENSTO 5065148 CO3oMh 04/16/1016 1.53 PM CT